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FBO DAILY - FEDBIZOPPS ISSUE OF SEPTEMBER 19, 2018 FBO #6144
SOURCES SOUGHT

70 -- Electronic Forms Submission Tool

Notice Date
9/17/2018
 
Notice Type
Sources Sought
 
NAICS
511210 — Software Publishers
 
Contracting Office
Securities and Exchange Commission, Office of Acquisitions, Office of Acquisitions, 100 F Street, NE, MS-4010, Washington, District of Columbia, 20549, United States
 
ZIP Code
20549
 
Solicitation Number
63000180520
 
Archive Date
10/15/2018
 
Point of Contact
Paul J. LaFranchise, Phone: 2025517736
 
E-Mail Address
lafranchisep@sec.gov
(lafranchisep@sec.gov)
 
Small Business Set-Aside
N/A
 
Description
INTRODUCTION The U.S. Securities and Exchange Commission (SEC) is seeking information on a tool that can be integrated with web based applications for external filers to securely submit their digitally signed non-public filings to the SEC. BACKGROUND The U.S. Securities and Exchange Commission (the commission) currently uses several different applications to track incoming non-public rule filings and outgoing correspondence to the filers. However, these applications have limited interconnectivity between the systems. These applications are built in-house using Java technology and storing the filings/documents and the metadata in a Sybase Database for reporting, reviewing and taking action by the Commission staff. SCOPE OF REQUEST FOR INFORMATION The Commission seeks information regarding an integrated tool that should possess several important functionalities, as outlined below: • The tool shall have digital signature functionality and provide a single interface for users to open, fill out and save form • The tool shall have the capability to lock the forms once digitally signed by a person and shall be editable once unlocked by the person who had signed the form • The tool shall be compatible with IE, Chrome and Edge internet browsers • The tool shall be flexibility so that fillable Forms can be designed using the tool as per current applications requirements • The tool shall allow documents to be attached to the designed forms with different formats e.g. Word, PDF • The data and the documents shall be parsable to the Sybase database • The tool shall allow forms to be saved exactly as they were submitted • The Forms shall be easily embedded within existing applications web sites The Commission welcomes responses on Commercial-off-the-Shelf products that fulfill the functionality described above so long as they are operational, supported, and well-tested. This RFI reflects the minimum functionality we seek. Respondents are encouraged to provide information on alternative and innovative tools, functions, and designs, particularly if a respondent thinks it would produce superior results. RFI respondents must respond in the form of a Capability Statement that addresses: 1) the product's ability to fulfill the above functionality, 2) provide Voluntary Product Accessibility Template (VPAT), 3) company's profile and capability in providing these types of tools, if any 4) minimum technical infrastructure requirement that SEC should already possess and 5) pricing for different package offerings 6) and any other relevant information that would enhance the staff's understanding of the information submitted. If all or any portion of the required capabilities can be provided via commercial off the shelf software, please so indicate in your response. This is not a solicitation and is for market research purposes only.
 
Web Link
FBO.gov Permalink
(https://www.fbo.gov/spg/SEC/OAPM/PCB/63000180520/listing.html)
 
Record
SN05093047-W 20180919/180917231458-17d13a9077f67e963ea744dff7f7cc39 (fbodaily.com)
 
Source
FedBizOpps Link to This Notice
(may not be valid after Archive Date)

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